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Duties and Responsibilities of Financial Intermediaries
André Alfar Rodrigues
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Detalhes do Produto
- Editora: Almedina
- Categorias:
- Ano: 2023
- ISBN: 9789894016779
- Tipo: Ebook
- Número de páginas: 116
Sinopse
The law lays down explicit and detailed rules that financial intermediaries must follow with regard to their clients. These duties are now quite diverse and are laid down not only in the CVM, but also in separate legislation. Directive 2014/65/EU of 15 May 2014, transposed in 2018, is the cornerstone of the legal framework for financial intermediation and has led to an unparalleled evolution in the legal duties to which financial intermediaries are bound in their relationship with their clients, giving the latter greater legal protection. This book aims to contribute to the systematisation of the financial intermediation regime in Portugal.